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Enforcement Actions - Financial Regulation

Enforcement actions are available below in Portable Document Format (PDF) for calendar years 2011 to the present (download Adobe Acrobat for free).

NOTE: To Search for an enforcement action for a specific individual or business entity, please enter the individual or business entity's name in the search field on the page that opens when you click on this link.

For Non-Depository Enforcement Actions:

If you wish to obtain a PDF copy of a non-depository enforcement action prior to calendar year 2011, please send an e-mail to legaladmin.dllr@maryland.gov. Any additional questions regarding a non-depository enforcement action listed below may be directed to legaladmin.dllr@maryland.gov.

NOTE: All respondents' names associated with a specific enforcement action may not appear in the chart on this page, however, all respondents' names are listed in the corresponding PDF order.

For Depository Enforcement Actions:

If you wish to obtain a PDF copy of a depository enforcement action prior to calendar year 2011, please send an e-mail to Deputy Commissioner Teresa Louro. Any additional questions regarding a depository enforcement action listed below may be directed to Deputy Commissioner Teresa Louro.

NOTE: Depository enforcement actions include actions against trust companies.

Non-Depository Enforcement Actions 2008
12/31/2008 Settlement Agreement and Consent Order Mortgage Lending (Servicing) In the Matter of: Saxon Mortgage Services, Inc.
11/12/2008 Final Order Mortgage Lending In the Matter of: Justin R. Fraizer
11/12/2008 Final Order Mortgage Lending In the Matter of Gerald Johnson T/A Society Funding Group, LLC
9/25/2008 Final Order Mortgage Lending In the Matter of: The Leonard Group, LLC dba Axios Financial
8/14/2008 Settlement Agreement and Consent Order Mortgage Lending In the Matter of: Dynamic Capital Mortgage, Inc.
7/28/2008 Settlement Agreement and Consent Order Mortgage Lending In the Matter of: HEF Holdings, Inc. dba Residential Home Loan Centers, LLC
6/9/2008 Final Order Mortgage Lending In the Matter of: United Financial Mortgage Corporation
5/8/2008 Final Order Mortgage Lending In the Matter of: Mortgage Bankers, LTD
5/5/2008 Final Order Mortgage Origination In the Matter of: David G. Lincoln
5/1/2008 Final Order Mortgage Lending In the Matter of: Superior Mortgage Group, LLC
4/21/2008 Final Order Mortgage Origination In the Matter of: Tyrone Frisby
4/21/2008 Final Order Mortgage Lending In the Matter of: Equitable Mortgage Group, Inc.
4/9/2008 Consent Order Mortgage Lending In the Matter of: Washington Premier Mortgage Corp.
3/24/2008 Final Order Mortgage Lending. In the Matter of: Golden Arrow Financial, Inc.
3/7/2008 Final Order Mortgage Lending In the Matter of: Danarir Mortgage Corp.
2/27/2008 Final Order to Cease and Desist Consumer Lending In the Matter of: FFD Resources dba Cash Supply