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Enforcement Actions - Financial Regulation

Enforcement actions are available below in Portable Document Format (PDF) for calendar years 2011 to the present (download Adobe Acrobat for free).

NOTE: To Search for an enforcement action for a specific individual or business entity, please enter the individual or business entity's name in the search field on the page that opens when you click on this link.

For Non-Depository Enforcement Actions:

If you wish to obtain a PDF copy of a non-depository enforcement action prior to calendar year 2011, please send an e-mail to legaladmin.dllr@maryland.gov. Any additional questions regarding a non-depository enforcement action listed below may be directed to legaladmin.dllr@maryland.gov.

NOTE: All respondents' names associated with a specific enforcement action may not appear in the chart on this page, however, all respondents' names are listed in the corresponding PDF order.

For Depository Enforcement Actions:

If you wish to obtain a PDF copy of a depository enforcement action prior to calendar year 2011, please send an e-mail to Deputy Commissioner Teresa Louro. Any additional questions regarding a depository enforcement action listed below may be directed to Deputy Commissioner Teresa Louro.

NOTE: Depository enforcement actions include actions against trust companies.

Non-Depository Enforcement Actions 2009
Date Type of Order Regulated Activity Case Name
12/17/2009 Settlement Agreement Collection Agency In the Matter of Midland Funding LLC; Midland Credit Management, Inc.; MRC Receivables Corporation; and Midland Funding NCC-2 Corporation
12/07/2009 Final Order Mortgage Lending In the Matter of Equitable Mortgage Group, Inc.
11/04/2009 Final Order Mortgage Origination In the Matter of Stephen J. Black
10/28/2009 Settlement Agreement and Consent Order Debt Management Services In the Matter of CareOne Services, Inc.
10/19/2009 Final Order Mortgage Lending In the Matter of Washington Premier Mortgage Corporation
10/12/2009 Settlement Agreement and Consent Order Mortgage Lending In the Matter of Ameripath Mortgage Corporation
8/18/2009 Final Order Mortgage Lending In the Matter of Royal Financial Services, Inc.
8/10/2009 Summary Order to Cease and Desist Mortgage Lending and Servicing In the Matter of Taylor, Bean and Whitaker Mortgage Corp.
8/6/2009 Settlement Agreement and Consent Order Litigation Funding In the Matter of Oasis Legal Finance, LLC
7/28/2009 Final Order Mortgage Lending In the Matter of Apex Financial Group, Inc.
6/19/2009 Settlement Agreement Mortgage Lending TBW Settlement Agreement
6/8/2009 Final Order Mortgage Origination In the Matter of Asude Alper
4/24/2009 Settlement Agreement and Consent Order Mortgage Lending In the Matter of: Frederick Lee dba Financial Independence Group
3/16/2009 Final Order Mortgage Lending In the Matter of: Montgomery Capital Corporation