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Enforcement Actions - Financial Regulation

Enforcement actions are available below in Portable Document Format (PDF) for calendar years 2011 to the present (download Adobe Acrobat for free).

NOTE: To Search for an enforcement action for a specific individual or business entity, please enter the individual or business entity's name in the search field on the page that opens when you click on this link.

For Non-Depository Enforcement Actions:

If you wish to obtain a PDF copy of a non-depository enforcement action prior to calendar year 2011, please send an e-mail to legaladmin.dllr@maryland.gov. Any additional questions regarding a non-depository enforcement action listed below may be directed to legaladmin.dllr@maryland.gov.

NOTE: All respondents' names associated with a specific enforcement action may not appear in the chart on this page, however, all respondents' names are listed in the corresponding PDF order.

For Depository Enforcement Actions:

If you wish to obtain a PDF copy of a depository enforcement action prior to calendar year 2011, please send an e-mail to Deputy Commissioner Teresa Louro. Any additional questions regarding a depository enforcement action listed below may be directed to Deputy Commissioner Teresa Louro.

NOTE: Depository enforcement actions include actions against trust companies.

Depository Enforcement Actions
2015
Date Type of Order Regulated Activity Case Name
6/30/2015 Order Terminating Consent Order Banking In the Matter of The Peoples Bank, Chestertown, Maryland (PDF)
6/18/2015 Order Terminating Order to Cease and Desist Banking In the Matter of First Mariner Bank, Baltimore, Maryland (PDF)
5/7/2015 Order Terminating Consent Order Banking In the Matter of The Talbot Bank of Easton Maryland, Easton, Maryland (PDF)
2014
Date Type of Order Regulated Activity Case Name
12/24/2014 Consent Order Banking In the Matter of The Columbia Bank, Columbia, Maryland (PDF)
10/17/2014 Order Terminating Consent Order Banking In the Matter of NBRS Financial Bank, Rising Sun, Maryland (PDF)
2/24/2014 Order Terminating Consent Order Banking In the Matter of Regal Bank and Trust, Owings Mills, Maryland (PDF)
2013
Date Type of Order Regulated Activity Case Name
5/24/2013 Consent Order Banking In the Matter of The Talbot Bank of Easton, Maryland, Easton, Maryland (PDF)
2/21/2013 Consent Order Terminated Banking In the Matter of Harbor Bank of Maryland, Baltimore, Maryland
2012
Date Type of Order Regulated Activity Case Name
11/8/2012 Consent Order Banking In the Matter of The Peoples Bank, Chestertown, Maryland (PDF)
2011
Date Type of Order Regulated Activity Case Name
10/31/2011 Consent Order Banking In the Matter of Capital Funding Bancorp, Inc., CFG Community Bank (PDF)
10/26/2011 Consent Order Banking In the Matter of Regal Bank & Trust, Owings Mills, Maryland (PDF)
2010
Date Type of Order Regulated Activity Case Name
8/31/2010 Written Agreement Banking Bank of the Eastern Shore, and State of Maryland Commissioner of Financial Regulation
6/30/2010 Consent Order Banking In the Matter of Harvest Bank of Maryland, Rockville, MD
6/29/2010 Written Agreement Banking Cecil Bank, and State of Maryland Commissioner of Financial Regulation
4/5/2010 Consent Order Banking In the Matter of Harbor Bank of Maryland, Baltimore Maryland
1/28/2010 Written Agreement Banking NBRS Financial Bank, and State of Maryland Commissioner of Financial Regulation
2009
Date Type of Order Regulated Activity Case Name
9/23/2009 Settlement Agreement and Consent Order Mortgage Lending In the Matter of Pennsylvania State Employees Credit Union
9/17/2009 Order to Cease and Desist and Acknowledgment of Adoption of FDIC Order by the Commissioner and Bank. Banking In the Matter of First Mariner Bank, Baltimore, Maryland
3/30/2009 Order to Cease and Desist and Acknowledgment of Adoption of FDIC Order by the Commissioner and Bank. Banking In the Matter of K Bank
2008
10/1/2008 Written Agreement Banking AmericasBank